Account Opening Forms

For Individual Accounts

·   Client Account Information Form (CAIF)

·   Specimen Signature Cards

·   Photocopy of two (2) valid I.D.s of investor/s

For Institutional or Corporate Accounts

·   Client Account Information Form (CAIF)

·   Specimen Signature Cards

·   Certified True Copy of SEC Certificate of Registration

·   Certified True Copy of Articles of Incorporation

·   Certified True Copy of Articles of By-Laws

·   Duly-Signed Board Resolution authorizing purchase of sale

·   Certification from Corporate Secretary indicating the percentage holdings according to the nationality of the stockholders of the corporation

·   List of Authorized Signatories

·   Photocopies of 2 Valid IDs of each Authorized Signatories

·   List of Principal Stockholders owning at least 2% of the principal capital

·   List of the beneficial owners (if any)

For Individual Accounts

·   Client Information Sheet - Individual (CIS-Indv)

·   Subscription and Redemption Order Form (SR)

·   Photocopy of two (2) valid I.D.s of investor

For Joint Accounts

("OR and AND Accounts")

·   Client Information Sheet - Individual (CIS-Indv)

·   Subscription and Redemption Order Form (SR)

·   Photocopy of two (2) valid I.D.s of Investor AND Co-investor/s

·   Foreign Account Tax Compliance Form (FATCA) signed by the Co-Investor/s

For “In Trust For” (ITF) Accounts*

·   Client Information Sheet - Individual (CIS-Indv)

·   Subscription and Redemption Order Form (SR)

·   Photocopy of two (2) valid I.D.s of the Trustee

·   Beneficiary’s Birth Certificate

·   Confirmation of Trust

·   Foreign Account Tax Compliance Form (FATCA) signed by the Co-Investor/s

 For Institutional or Corporate Accounts

·   Client Information Sheet-Institutional (CIS-Inst)

·   Subscription and Redemption Order Form (SR)

·   Certified True Copy of Certificate of Registration

·   Certified True Copy of Articles of Incorporation

·   Certified True Copy of Articles of By-Laws

·   Copy of Latest Financial Statements

·   Certified True Copy of the General Information Sheet (GIS)

·   Notarized Corporate Secretary's Certificate / Board Resolution authorizing  the opening of the account, naming the officers authorized to operate the account

·   Notarized Corporate Secretary's Certificate indicating the percentage holdings according to the nationality of the stockholders of the corporation

·   Notarized Corporate Secretary's Certificate indicating the List of Principal Stockholders owning at least 10% or more of the principal capital

·   Each authorized signatory and shareholders with 10% or more ownership shall submit two valid photo-bearing identification cards or documents, (1 ID should be by a National Government or any of its instrumentalities e.g. passport, driver’s license, SSS, GSIS or PhilHealth ID card; postal ID; NBI clearances are also acceptable.

·   If opening an account for a Trusteed Account, the trust document; a sworn statement as to the existence of beneficial owners; and a document evidencing a Revocable or an Irrevocable Trust. If an irrevocable Trust, evidence of payment of the Donor’s Tax.

·   If the institutional investor is not a resident of the Philippines, authentication of its submitted documents by the relevant Philippine Embassy or Consulate.

·   Any other documents which the Fund Manager may deem necessary or desirable, depending on the type of account being opened or the mode of funding.

For Individual Accounts

·   Client Account Form – Individuals

·   Investment Application Form

·   Photocopy of two (2) valid I.D.s of investor

·   Supplementary Form for Individuals (FATCA)

For Joint Accounts

("OR and AND Accounts")

·   Client Account Form – Individuals

·   Investment Application Form

·   Photocopy of two (2) valid I.D.s of Investor AND Co-investor/s

·   Supplementary Form for Individuals (FATCA) of both Investor and Co-Investor/s

For “In Trust For” (ITF) Accounts*

·   Client Account Form – Individuals

·   Investment Application Form

·   Photocopy of two (2) valid I.D.s of the Trustee

·   Beneficiary’s Birth Certificate

For Institutional or Corporate Accounts

·   Client Account Form – Corporate

·   Investment Application Form

·   Certified True Copy of Certificate of Registration

·   Certified True Copy of Articles of Incorporation

·   Certified True Copy of Articles of By-Laws

·   Copy of Latest Financial Statements

·   Certified True Copy of the General Information Sheet (GIS)

·   Notarized Corporate Secretary's Certificate / Board Resolution authorizing  the opening of the account, naming the officers authorized to operate the account

·   Notarized Corporate Secretary's Certificate indicating the percentage holdings according to the nationality of the stockholders of the corporation

·   Notarized Corporate Secretary's Certificate indicating the List of Principal Stockholders owning at least 10% or more of the principal capital

·   Each authorized signatory and shareholders with 10% or more ownership shall submit two valid photo-bearing identification cards or documents, (1 ID should be by a National Government or any of its instrumentalities e.g. passport, driver’s license, SSS, GSIS or PhilHealth ID card; postal ID; NBI clearances are also acceptable.

·   If opening an account for a Trusteed Account, the trust document; a sworn statement as to the existence of beneficial owners; and a document evidencing a Revocable or an Irrevocable Trust. If an irrevocable Trust, evidence of payment of the Donor’s Tax.

·   If the institutional investor is not a resident of the Philippines, authentication of its submitted documents by the relevant Philippine Embassy or Consulate.

·   Any other documents which the Fund Manager may deem necessary or desirable, depending on the type of account being opened or the mode of funding.